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Advent Capital Management

30 Broad Street, 30th Floor
New York, New York 10004
United States
Contact :      Ms. Kelley LeRoy
Phone :       212-482-1600
Fax :             212-480-9655
Email :
Web :           http://

Advent Capital Management Information

Type of organization :
Total Assets Managed ($Mil) : $602
Tax-Exempt Managed ($Mil) : $0
Taxable Assets Managed ($Mil) :
Year Founded : 1995
Wrap Programs Offered? : No
# of Accounts Managed : 52
In-House Research : %
Carries liability insurance? : No
Errors & Omission Insurance? : No
Socially Responsible? : No
Minority Owned? : No
Wrap Program Description  
In $ Thousands

Advent Capital Management History

Advent Capital Management (ACM) was founded in 1995 by Tracy V. Maitland, and focuses solely on the convertible securities markets. ACM has assembled a high-quality team of four investment professionals, which includes Tracy V. Maitland, Co-Portfolio Manager, F. Barry Nelson, CFA, Co-Portfolio Manger and two Analysts, Brian Goodstadt, CFA, and Leanne C. O'Hara. Barry Nelson has a 3-year convertible securities management track record from the Value Line Convertible Fund, (a public mutual fund). Collectively, the ACM investment team has over 59 years of investment expertise including 27 years of convertible securities experience. ACM is a division of Utendahl Capital Management, L.P. (UCM). UCM was founded in November 1992 by John O. Utendahl, who previously founded Utendahl Capital Partners, L.P. (UCP) in May 1992. UCP is a broker/dealer investment bank specializing in domestic fixed income products. UCM was registered with the SEC in November 1992 and has been managing institutional money since June 1993. UCM has seven investment professionals, including John O. Utendahl, President and CEO, five portfolio managers, and an analyst. The investment professionals have more than 100 years of combined investment experience including 20 years of fixed-income portfolio management experience. UCM recently acquired the core fixed income division of Atlantic Portfolio Analytics & Management (APAM), based in Orlando, Florida. This division, now known as Utendahl Capital Management CFI LLC, specializes in mortgage-backed securities. The overall firm now manages more than $3.4 billion in convertible, core fixed income, and mortgage securities. Since mortgage securities are an important sector of the fixed income market, the acquisition of APAM significantly bolsters UCM?s expertise in core fixed income management. Furthermore, APAM enhances Advent Capital Management?s ability to provide a high quality core fixed income plus convertible securities product. The Merrill Lynch Group shares a proportional interest in the capital, assets and profits of the business through its 19% interest, but has no control or day-to-day involvement. Employees have 100% voting control.

Assets by Client Category Professional Categories
Assets   # of Clients Amount ($Mil)  
Individuals/Trusts :
Limited Partnership :
Foundations :
Unions, Taft-Hartley :
Public :
Others :
Total # of Professional : Analysts :
Portfolio Managers : Traders :
Client Service : Operation :

Advent Capital Management Personnel

Ms.  Kelley LeRoy

Marketing Associate
Tel : 212-482-1600

Advent Capital Management Product Name

Report Created: September,22 2020.  Copyright Money Manager Review , All rights Reserved.

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