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Rothschild & Co Asset Management US

1251 Avenue of the Americas
New York, New York 10020
United States
 
Contact :      Lakenda Tesar
Phone :       212 403-3500
Fax :             212-403-5515
Email :         raminc@Rothschildandco.com
Web :           http://https://www.rothschildandco.com/en/asset-management/north-america/

Rothschild & Co Asset Management US Information

Type of organization : C Corporation
Total Assets Managed ($Mil) : $7,968
Tax-Exempt Managed ($Mil) : $6,702
Taxable Assets Managed ($Mil) : $1,266
Year Founded : 1962
Wrap Programs Offered? : Yes
# of Accounts Managed : 131
In-House Research : 80 %
Carries liability insurance? : Yes
Errors & Omission Insurance? : Yes
Socially Responsible? : Yes
Minority Owned? : No
Wrap Program Description  
In $ Thousands
Goldman Sachs   $100
Brinker   $100
Schwab   $100
Morgan Stanley   $100
UBS   $100
Pershing   $100
IPS   $100
American Portfolio Advisor   $100
Envestnet   $100

Rothschild & Co Asset Management US History

Rothschild & Co Asset Management US (ďthe firmĒ) was formed in 1962. It registered as an investment adviser with the SEC in February 1970 and began managing tax-exempt accounts in 1971. Today, the firm is a wholly-owned subsidiary of Rothschild & Co North America Inc. Ultimate ownership lies with Rothschild & Co, a publicly traded French partnership, over which the Rothschild family has voting control.

Assets by Client Category Professional Categories
Assets   # of Clients Amount ($Mil)  
Individuals/Trusts :
4
$783.99
 
Limited Partnership :
0
$0
 
Foundations :
25
$308.16
ERISA :
16
$959.44
Unions, Taft-Hartley :
36
$1623.05
Public :
14
$449.59
Others :
36
$3843.78
Total # of Professional : 41 Analysts : 3
Portfolio Managers : 11 Traders : 2
Client Service : 12 Operation : 13

Rothschild & Co Asset Management US Personnel

Mrs.  Anna Niziol

Marketing Associate
Tel : 212-403-3714
Email: anna.niziol@rothschildandco.com
Anna serves as the firmís Chief Marketing Officer and Head of Product Management. She is responsible for the management of the firmís initiatives related to distribution, product development, client service, and marketing. Anna also oversees all analytical activities regarding investment performance, portfolio exposures, and product risk measurement. In addition to serving as the firmís Chief Marketing Officer, Anna is also a member of the firmís Business Management Committee, GIPS Compliance Committee, and Global Environment, Health & Safety Committee. Anna has been with the firm since 1999 and in the industry since 1998. Prior to joining Rothschild & Co, she worked as a Marketing Coordinator for Sadowski & Associates CPAs. Ms. Niziol studied at the University of Urbino in Italy, and earned a BS from Ramapo College.

Ms.  Tina Jones, CFA

Portfolio Manager
Tel : 212-403-3619
Email: tina.jones@rothschildandco.com
Tina serves as the Chief Investment Officer and Head of Rothschild & Co Asset Management US. Tina is also a member of the firmís Small- and Small/Mid-Cap team and is responsible for the analytical coverage of the commercial services, consumer, and transportation sectors. In addition, she serves as the lead portfolio manager for the US Small-Cap Value, US Small/Mid-Cap Value, and Accelerate Gender Diversity strategies. She is a member of the firmís Business Management, Investment, and Quantitative Committees. Tina is also a member of the firmís Board. She joined both the industry and the firm in 1995 after earning a BA from the University of Pennsylvania. Tina also serves on the Board at Audubon Greenwich, a local chapter of the National Audubon Society.

Mr.  Joseph Bellantoni, CFA

Portfolio Manager
Tel : 212-403-5466
Email: joseph.bellantoni@rothschildandco.com
Joe is a member of the firmís Small- and Small/Mid-Cap team and is responsible for the analytical coverage of the basic materials, manufacturing, real estate, and utilities sectors. In addition, he serves as the lead portfolio manager for the US Small-Cap Core strategy and is the chair of the firmís Corporate Governance Committee. Joe has been with the firm as an analyst and portfolio manager since 1997. Previously, he was Chief Financial Officer of Execulease Corporation, a diversified asset-backed lender. Previously, he worked for 15 years in public accounting and financial management and became a CPA in 1983. Mr. Bellantoni earned a BS and MBA from Fordham University.

Ms.  Mary Jane Cullinan, CFA

Client Contact
Tel : 212-403-3609
Email: mj.cullinan@rothschildandco.com
Mary Jane joined Rothschild & Co Asset Management US Inc. in 2003 to work with the firmís institutional clients and their consultants. Her investment management experience spans over 40 years, encompassing executive positions managing institutional departments, senior investment roles, portfolio management, equity analyst research, marketing and client service. She has also served on the Boards of industry-related organizations, including a publicly traded regional bank and a family of mutual funds. Early in her career, Mary Jane earned her CFA in the course of serving as equity analyst for the manufacturing, basics and utilities sectors. She became lead portfolio manager for her firmís fixed income clients, covering typical government/credit/mortgage portfolios for institutional clients ranging from short term to long term mandates, as well as high yield portfolio management for insurance clientele. As her work developed, Mary Jane was appointed Chief Investment Officer for the North American division of Royal Bank of Scotlandís global asset management endeavors. Later on at Rorer Asset Management, she served as head of their institutional client division. At Rothschild & Co, Mary Jane serves as Client Portfolio Manager and leads the Independent Investment Risk Review Committee which seats Rothschild & Coís global investment and risk professionals. Mary Jane has worked with every type of institutional client, including Taft-Hartley plans, public and other governmental funds, eleemosynary, corporate and insurance funds. Her experience in portfolio management and knowledge of the capital markets is coupled with an understanding of client and plan objectives, risk tolerances, and client care. Taken together, every aspect of her background has come forward to create an invaluable relationship between portfolio management and the delivery of exceptional client satisfaction. Mary Jane received a BA degree from Vassar College and was awarded the Chartered Financial Analyst designation in 1988. She is a member of the CFA Institute and the New York Society of Security Analysts. Her love of nature and athletic activities includes skiing, tennis, hiking and horseback riding. She presently serves as Treasurer to a tax-exempt community association whose endeavors are environmental, eco-preservation and natural habitat education. Mary Jane has long been active in the support of large and small organizations devoted to the care and placement of homeless animals. She and her husband share their lives with two horses and a handful of rescues

Mr.  Chris Kaufman

Portfolio Manager
Tel : 212-403-3819
Email: chris.kaufman@rothschildandco.com
As we previously communicated to you, our Large-Cap Value co-portfolio manager Chris Kaufman has been on medical leave since late 2019. As Chrisí medical leave continued, he was no longer participating in the investment teamís activities. Paul Roukis, who has been a co-portfolio manager for the Large-Cap Value portfolios along with Chris for the past 15 years, continues to have primary responsibilities for the Large-Cap Value strategy. Paul has been with the company since 2005 and in the industry since 1992.

Mr.  Roger Bos, CFA

Researcher/Analyst
Tel : 212-403-5471
Email: roger.bos@rothschildandco.com
Roger is responsible for quantitative research at Rothschild & Co Asset Management US. He is also a member of the firm's Quantitative Committee. Prior to joining the firm in 2004, he spent six years at Standard & Poorís focusing on quantitative research projects and two years at Value Line as an equity analyst. Roger earned a BS from Rockhurst University, an M.Phil. from the University of the West Indies, and an MS in Computational Finance from Carnegie Mellon University.

Mr.  Paul Roukis, CFA

Portfolio Manager
Tel : 212-403-3767
Email: paul.roukis@rothschildandco.com
Paul is a member of the firmís Large-Cap team and is responsible for the analytical coverage of the financial services, real estate, and utilities sectors. In addition, he is a portfolio manager on the firmís US Large-Cap Value strategy and serves as the lead for that strategyís socially responsible accounts. He is also a member of the firmís Quantitative Committee. Paul has been with the company since 2005 and in the industry since 1992. Prior to joining the firm, Paul was a research analyst for more than 12 years with Sidoti & Company, Schroders, NatWest Securities and Value Line. Mr. Roukis earned a BBA from Hofstra University.

Mr.  Doug Levine, CFA

Portfolio Manager
Tel : 212-403-3557
Email: doug.levine@rothschildandco.com
Doug is a member of the firmís Small- and Small/Mid-Cap team and provides generalist analytical coverage across all sectors with a focus on consumer and technology industries. In addition, he serves as the lead portfolio manager for the US Small-Cap Growth strategy and as a co-portfolio manager for the US Small-Cap Core and US Small/Mid-Cap Core strategies. He is also a member of the firmís Investment Committee and Trade Management Oversight Committee. Doug has been with the firm since 2007 and in the industry since 1999. Previously, he was with Kern Capital Management where he served as an analyst and member of the portfolio management team. He has also served as an analyst on the buy/sell side at such firms as Highbridge Capital Management, Citadel Investment Group and Morgan Stanley with broad sector responsibilities. He began his career as an auditor for Ernst & Young. Mr. Levine earned a BS from Penn State University and became a CPA in 1998.

Mr.  Michael Kehoe

Portfolio Manager
Tel : 212-403-3738
Email: michael.kehoe@rothschildandco.com
Michael is a member of the firmís Small- and Small/Mid-Cap team and is responsible for the analytical coverage of the healthcare sector. In addition, he is the lead portfolio manager of the firmís US Small/Mid-Cap Core strategy. He is also a member of the firmís Investment and Quantitative Committees. Michael has been with the firm since 2008 and in the industry since 2000. Previously, he served as a research analyst covering medical technology at both Cowen & Company and CIBC. He has also worked as an options trader at Knight Securities. Mr. Kehoe earned a BA from the University of Pennsylvania and MBA from Yale University.

Mr.  Luis Ferreira

Portfolio Manager
Tel : 212-403-5516
Email: luis.ferreira@rothschildandco.com
Luis is a member of the firmís Large-Cap team and is responsible for the analytical coverage of the commercial services, consumer, and transportation sectors. In addition, he is a portfolio manager on the firmís US Large-Cap Core strategy. He is also a member of the firmís Investment and Quantitative Committees. Luis has been with the firm since 2006 and in the industry since 1993. Previously, Luis worked for three years at Bear Stearns as an associate director responsible for a broad set of equity strategies. He also served as a senior portfolio manager in charge of global equity and balanced portfolios at State Street Global Advisors. Mr. Ferreira earned a BS from the Universidad de Los Andes and an MBA from the Olin Graduate School of Business at Babson College.

Ms.  Lakenda Tesar

Marketing Associate
Tel : 212 403 3561
Email: lakenda.tesar@Rothschildandco.com

Rothschild & Co Asset Management US Product Name

Rothschild & Co US Small/Mid-Cap Core:Privately Managed Accounts
Rothschild & Co US Small-Cap Core:Privately Managed Accounts
Rothschild & Co US Large-Cap Value:Privately Managed Accounts
Rothschild & Co US Small-Cap Value:Privately Managed Accounts
Rothschild & Co US Small-Cap Growth:Privately Managed Accounts
Rothschild & Co US Large-Cap Core:Privately Managed Accounts
Rothschild & Co US Small/Mid-Cap Value:Privately Managed Accounts
Report Created: August,5 2020.  Copyright Money Manager Review , All rights Reserved.
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