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James Investment Research

PO Box 8
Alpha, Ohio 45301
United States
Contact :      Ms. Amy Broerman
Phone :       (937) 426-7640
Fax :             (937) 426-7097
Email :
Web : 

James Investment Research Information

Type of organization :
Total Assets Managed ($Mil) : $2,017
Tax-Exempt Managed ($Mil) : $312,700,000
Taxable Assets Managed ($Mil) : $2,016,800,000
Year Founded : 1972
Wrap Programs Offered? : No
# of Accounts Managed : 289
In-House Research : 100 %
Carries liability insurance? : Yes
Errors & Omission Insurance? : Yes
Socially Responsible? : Yes
Minority Owned? : No
Wrap Program Description  
In $ Thousands

James Investment Research History

James Investment Research (JIR) is a registered, independent investment management firm established in 1972, by Frank James, Ph.D. and currently serves as advisors to over $2.0 billion in assets. Dr. James doctoral dissertation was the seminal work challenging the random walk theory and his concept of relative strength is now used world wide. Dr. James is Chairman of the Board and heads the research efforts. His work is quantitative, leading to the creation of several models which are periodically refined and updated to reflect current trends. Barry James, CFA, CIC, is President. He is assisted by a staff of eight analysts. James Investments has been registered with the SEC since 1973, and has been a member of the prestigious Investment Adviser Association (formerly Investment Counsel Association of America) for many years. Our clients include NYSE member firms, hospitals, endowment funds and individuals. JIR manages balanced, all equity, fixed income, market neutral, large cap, mid-cap, small cap and micro cap portfolios. The company is known for its successful conservative style and philosophy. Our operation is located in a remote area of Beavercreek, near Dayton, Ohio. This location, away from Wall Street influence, provides us with the quiet environment needed for our independent research. JIR prides itself on its research. One of our proprietary models is a quantitative tool which has access to more than two hundred factors to screen and analyze a database of over 8000 stocks. The factors are generally value type factors, such as PE ratios, but relative strength and earnings momentum are also important. JIR's management encourages a creative approach to analysis, but a strict adherence to company standards and policies is required.

Assets by Client Category Professional Categories
Assets   # of Clients Amount ($Mil)  
Individuals/Trusts :
Limited Partnership :
Foundations :
Unions, Taft-Hartley :
Public :
Others :
Total # of Professional : 19 Analysts : 4
Portfolio Managers : 5 Traders : 1
Client Service : 4 Operation : 5

James Investment Research Personnel

Ms.  Amy Broerman

Data Preparer
Tel : 937.426.7640

Ms.  Diane Rose

Client Contact
Tel : 937-426-7640
Diane M. Rose started with the firm in 1986, now serving as an Assistant Vice President and a Marketing Associate. Diane worked in the area of portfolio management for over 10 years prior to focusing her efforts primarily on new business development and client service. Her duties include preparation of investment proposals and materials for potential clients, and working to develop and maintain relationships with outside investment consultants. She is a graduate of Wright State University in Dayton, Ohio with a Bachelor of Science in Business.

James Investment Research Product Name

Balanced Composite:Privately Managed Accounts
Small-Cap Value:Privately Managed Accounts
Report Created: September,26 2020.  Copyright Money Manager Review , All rights Reserved.

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