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Alpha Investment Management, Inc.

8549 Montgomery Road, Suite B
Cincinnati, Ohio 45236
United States
Contact :      Diane Embree
Phone :       513-621-9400
Fax :             513-632-7981
Email :
Web : 

Alpha Investment Management, Inc. Information

Type of organization : S Corporation
Total Assets Managed ($Mil) : $189
Tax-Exempt Managed ($Mil) : $0
Taxable Assets Managed ($Mil) :
Year Founded : 1997
Wrap Programs Offered? : No
# of Accounts Managed : 12746
In-House Research : 100 %
Carries liability insurance? : Yes
Errors & Omission Insurance? : Yes
Socially Responsible? : No
Minority Owned? : No
Wrap Program Description  
In $ Thousands

Alpha Investment Management, Inc. History

Alpha Investment Management was founded in 1997 and specializes in risk management for long-term investors by using investment processes and disciplines that are specifically designed to cope with stock market risk. Alpha's strategies seek to control market risk by focusing on seasonal factors which affect the stock market consistently over decades. Alpha uses a quantitative and rule-oriented approach which is designed to eliminate subjectivity and emotional reactions to both negative and positive developments in the stock market. Alpha's investment strategies are fully disclosed. The rules governing the strategies are objective, easy to understand and explain, and are completely revealed. No black boxes, no exotic techniques, and no manager-dependent skills are involved.

Assets by Client Category Professional Categories
Assets   # of Clients Amount ($Mil)  
Individuals/Trusts :
Limited Partnership :
Foundations :
Unions, Taft-Hartley :
Public :
Others :
Total # of Professional : 3 Analysts : 1
Portfolio Managers : 2 Traders : 1
Client Service : 2 Operation : 1

Alpha Investment Management, Inc. Personnel

Dr.  Jerry Minton

Portfolio Manager
Tel : 513-621-9400
Dr. Jerry Minton received his Ph.D. in philosophy from the University of Cincinnati in 1968. From 1968 to 1975, he taught philosophy at the University of Missouri, Kansas City. During that time he published several scholarly articles and a popular textbook, Philosophy: Paradox and Discovery (McGraw-Hill). Dr. Minton went into the investment business in 1978 with E. F. Hutton, and in 1986 affiliated with Prescott, Ball and Turben, a Cleveland, Ohio based broker-dealer. As an executive vice-president, he helped start Prescott’s investment consulting division. In 1990, in association with two partners from Prescott, Dr. Minton started an independent institutional consulting firm which was affiliated with Callan Associates of San Francisco, a major institutional consultant. In 1996, Dr. Minton was awarded the CIMA (Certified Investment Management Analyst) designation by the Wharton School of Business at the University of Pennsylvania. In 1997, Dr. Minton started Alpha Investment Management as a result of his research into long-term investment strategies.

Mr.  Jay Kaeppel

Tel : 513-621-9400
Jay Kaeppel joined Alpha Investment Management in March, 2014 as the portfolio manager for the Alpha Multi-Income Strategy. In June, 2016 he accepted the position of Vice President and Director of Research. He was previously the head trader at a CTA firm for 9 years and a trading software developer for 15 years. As an author, Jay has published four books on trading: •The Four Biggest Mistakes in Option Trading •The Four Biggest Mistakes in Futures Trading •The Option Trader’s Guide to Probability, Volatility and Timing • Seasonal Stock Market Trends: The Definitive Guide to Calendar-Based Stock Market Trading. Prior to joining Alpha in 2014, Jay spent 9 years as an instructor and trading course developer for Optionetics, Inc. He is also the Chief Market Analyst at www.JayOnThe

Ms.  Diane Embree

Tel : 513-621-9400
Diane Embree has worked primarily in the financial services industry over the past 30+ years. Prior to her employment with Alpha Investment Management, she served as the director of administration for a small software company that developed financial planning software for financial professionals. Diane relocated from Florida to the Cincinnati, Ohio area and joined the team at Alpha Investment Management in February 2005. She applies her experience in customer services, accounting, administration and management, as she oversees the day-to-day operations of the company as vice president and chief operating officer of the firm.

Alpha Investment Management, Inc. Product Name

Alpha Seasonal Strategy:Privately Managed Accounts
Alpha Bonds Strategy:Privately Managed Accounts
Alpha Mid-Cap Power Index MA:Privately Managed Accounts
The Formula:Privately Managed Accounts
Report Created: September,26 2020.  Copyright Money Manager Review , All rights Reserved.

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